最有看点的互联网乐天堂娱乐门户

最有看点的互联网乐天堂娱乐门户
国际资讯监管与政策

台湾监管部门正式批准智能投顾进入市场

近日据《台北时报》报道,台湾乐天堂娱乐监督机构已经正式批准全自动化投资顾问平台进入市场并展开运营。

此前,台湾乐天堂娱乐监督委员会仅允许平台根据风险预测和目标提供意见咨询服务,而后客户要自己亲自下单或通过某项交易指令。

而本次新规出台后,证券投资信托和咨询公司就可以代理客户进行投资交易,这也为全自动化的智能投顾打开了大门。

其实除台湾外,全球各地都在积极推动智能投顾行业的发展。比如新西兰近日就通过了一项新法案,允许相关机构展开机器智能投顾业务。而此前,数字资产管理公司是无法在新西兰进行运营的,因为有关部门规定乐天堂娱乐交易建议只能由“自然人”提供。

在台湾,智能投顾创企要想展开业务仍然需先获得台湾乐天堂娱乐监督管理委员会的批准。本次新规中,该监管委员会还为企业提供了相关的发展中指导意见,比如更严格的KYC(了解你的客户)审查规则、投资产品描述和相关问卷的设计等等。

此外,有关企业还需设立专门的委员会监管算法改良情况,同时也要对产品的收益回报实行常规检查。

The Taiwanese financial regulator has given the okay for companies to use fully-automated advice platforms, according to the Taipei Times.

Previously the Financial Supervisory Commission only allowed platforms to provide recommendations based on risk profiles and goals. The clients were then required to place their own orders or approve each trade.

Now securities investment trust and consulting (SITC) firms can trade on behalf of clients, opening the doors for fully-automated robo-advice platforms.

It’s just one of the latest moves of governments around the world approving the emerging sector. In New Zealand a new bill that was recently introduced would allow financial advice to be given by robots. At the moment digital wealth management firms are not allowed to operate in the country, as advice can only be given by “natural” persons.

In Taiwan, robo-advice startups would still need to get approval from the FSC. The regulator has also created guidelines for firms, including stricter “know your customer” checks, investment product descriptions and questionnaires.

In addition, firms would have to establish committees to oversee improvements to the algorithms, as well as conduct routine checks on return performance, Chou said.


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